Ue Compliance Based Feature Enablement

In the fifth generation (5G) system (5GS), it is mandatory that a user equipment (UE) support certain features. For example, it is mandatory that the UE support non-access stratum (NAS) mobility management signaling. Since this and other features are mandatory, the UE does not indicate to the network whether the UE support the features as the network assumes that the UE supports mandatory features.

Other network features are optional for the UE to support in the 5GS. For example, features such as receiving network slice simultaneous usage group (NSSRG) information is optional for the UE to support. Since these features are optional, the UE indicates to the network whether the UE support the features. For example, the UE can indicate support for receiving NSSRG information during a registration procedure by setting a bit in the 5G mobility management (5GMM) capability information element. Thus, the network (i.e. 5G core network (5GC)) is able to know whether the UE might attempt to activate, or use, an optional feature.

It has been found that some UEs do not support mandatory features. A UE that does not support a mandatory feature may behave in unexpected ways when communicating with the network and thus trigger unexpected network behavior. Similarly, a UE may indicate to the network that it supports certain optional features, when actually the UE might not fully support the optional feature or might not have passed all conformance tests that are associated with the optional feature. A similar situation may also exist for mandatory features in that a UE may support some functionality that is associated with mandatory features, but the UE may not have passed all conformance tests that are associated with the mandatory features.

Currently, there are no mechanisms in the 5GS for the 5GC to detect whether a UE is a non-compliant UE. A non-compliant UE is one that does not fully support a mandatory feature or a UE that indicates that it supports an optional feature but does not fully support the optional feature. A UE may be non-compliant UE because the UE was not properly tested or was incorrectly designed. System enhancements are desired to allow the network (i.e. the 5GC) to reliably detect whether a UE supports a feature and then to selectively enable and/or disable features based on the detected level of support.

According to various aspects, devices and methods are disclosed for network validation of UE compliance to support a system feature. As described herein, a UE may alternatively be referred to as a wireless transmit receive unit (WTRU).

In one aspect, network validation of WTRU compliance may be performed by an access and mobility management function (AMF). An AMF may perform the following actions:

First, the AMF receives a registration request message from a WTRU. The registration request message indicates that the WTRU wants to use a system feature of the network. Next, the AMF sends a registration response message to the WTRU. The registration response message indicates that the system feature is supported by the network and indicates that the system feature can only be used by the WTRU after the network validates the WTRU supports the system feature. The registration response may also indicate that that the network has not yet validated that the WTRU supports the system feature and/or the validation is pending.

The AMF sends a trigger, in the registration response message, or a subsequent trigger message, to the WTRU to initiate a procedure to validate the WTRU's support of the requested system feature. In one example, this trigger message may be a DL NAS Transport Message that carries an extensible authentication protocol (EAP) Identity Request. The trigger message may also indicate which system feature(s) the WTRU is expected to validate. In another example, the trigger message may be a DL NAS Transport Message that carries an identity of a user equipment certification validation (UCV) Server and a general public subscription identifier (GPSI) of the WTRU. The trigger message may also indicate which features the WTRU is expected to verify.

The AMF next receives a message that indicates the results of the validation procedure whether the WTRU's support of the system feature has been validated. In one example, this message may be received from a unified data management (UDM)/unified data repository (UDR). In another example, this message may be received from the UCV Server.

The AMF sends a WTRU Configuration Update message to the WTRU. If the result of the validation procedure was that the WTRU's support of the system feature was validated, then the WTRU Configuration Update message indicates to the WTRU that the WTRU may use the system feature. If the result of the validation procedure was that the WTRU's support of the system feature was not validated, then the WTRU Configuration Update message indicates to the WTRU that the WTRU may not use the system feature.

In other aspects, network validation of WTRU compliance may be performed by a WTRU. A WTRU may perform the following actions.

First the WTRU sends a registration request message to the network that indicates the WTRU wants to use the system feature. Next, the WTRU receives a registration response message from the network. The registration response message indicates that the requested system feature is supported by the network but that the system feature can only be used by the WTRU after the network validates the WTRU supports the system feature. The registration response may also indicate that that the network has not yet validated that the WTRU supports the system feature.

The WTRU receives from the network, in the registration response or a subsequent message, a trigger to initiate a procedure to validate the WTRU's support of the system feature. In one example, this trigger message may be a DL NAS Transport Message that carries an EAP Identity Request. The message may also indicate which feature(s) the WTRU is expected to verify. The procedure to validate the WTRU's support of the system feature is based on the EAP protocol and the WTRU sends and receives EAP messages in NAS messages to perform the validation procedure.

In another example, the trigger message may be a DL NAS Transport Message that carries an identity of a UCV Server and GPSI of the WTRU. The trigger message may also indicate which features the WTRU is expected to verify. In this example, the procedure to validate the WTRU's support of the system feature is based on an Application Layer protocol. A WTRU application performs the system feature validation procedure with a UCV Server based on the identity of the UCV Server in the trigger message from the network.

The WTRU receives a WTRU Configuration Update message from the network that indicates to the WTRU whether the WTRU may use the system feature. Lastly, if the WTRU Configuration Update message indicates to the WTRU that the WTRU may use the system feature, the WTRU begins to use, or activates, the validated system feature. Additional aspects, features and advantages may be apparent from the embodiments described below.

is a diagram illustrating an example communications systemin which one or more disclosed embodiments may be implemented. The communications systemmay be a multiple access system that provides content, such as voice, data, video, messaging, broadcast, etc., to multiple wireless users. The communications systemmay enable multiple wireless users to access such content through the sharing of system resources, including wireless bandwidth. For example, the communications systemsmay employ one or more channel access methods, such as code division multiple access (CDMA), time division multiple access (TDMA), frequency division multiple access (FDMA), orthogonal FDMA (OFDMA), single-carrier FDMA (SC-FDMA), zero-tail unique-word discrete Fourier transform Spread OFDM (ZT-UW-DFT-S-OFDM), unique word OFDM (UW-OFDM), resource block-filtered OFDM, filter bank multicarrier (FBMC), and the like.

As shown in, the communications systemmay include wireless transmit/receive units (WTRUs)a radio access network (RAN), a core network (CN), a public switched telephone network (PSTN), the Internet, and other networks, though it will be appreciated that the disclosed embodiments contemplate any number of WTRUs, base stations, networks, and/or network elements. Each of the WTRUs,may be any type of device configured to operate and/or communicate in a wireless environment. By way of example, the WTRUsany of which may be referred to as a station (STA), may be configured to transmit and/or receive wireless signals and may include a user equipment (UE), a mobile station, a fixed or mobile subscriber unit, a subscription-based unit, a pager, a cellular telephone, a personal digital assistant (PDA), a smartphone, a laptop, a netbook, a personal computer, a wireless sensor, a hotspot or Mi-Fi device, an Internet of Things (IoT) device, a watch or other wearable, a head-mounted display (HMD), a vehicle, a drone, a medical device and applications (e.g., remote surgery), an industrial device and applications (e.g., a robot and/or other wireless devices operating in an industrial and/or an automated processing chain contexts), a consumer electronics device, a device operating on commercial and/or industrial wireless networks, and the like. Any of the WTRUsandmay be interchangeably referred to as a UE.

The communications systemsmay also include a base stationand/or a base stationEach of the base stationsmay be any type of device configured to wirelessly interface with at least one of the WTRUsto facilitate access to one or more communication networks, such as the CN, the Internet, and/or the other networks. By way of example, the base stationsmay be a base transceiver station (BTS), a NodeB, an eNode B (eNB), a Home Node B, a Home eNode B, a next generation NodeB, such as a gNode B (gNB), a new radio (NR) NodeB, a site controller, an access point (AP), a wireless router, and the like. While the base stations,are each depicted as a single element, it will be appreciated that the base stationsmay include any number of interconnected base stations and/or network elements.

The base stationmay be part of the RAN, which may also include other base stations and/or network elements (not shown), such as a base station controller (BSC), a radio network controller (RNC), relay nodes, and the like. The base stationand/or the base stationmay be configured to transmit and/or receive wireless signals on one or more carrier frequencies, which may be referred to as a cell (not shown). These frequencies may be in licensed spectrum, unlicensed spectrum, or a combination of licensed and unlicensed spectrum. A cell may provide coverage for a wireless service to a specific geographical area that may be relatively fixed or that may change over time. The cell may further be divided into cell sectors. For example, the cell associated with the base stationmay be divided into three sectors. Thus, in one embodiment, the base stationmay include three transceivers, i.e., one for each sector of the cell. In an embodiment, the base stationmay employ multiple-input multiple output (MIMO) technology and may utilize multiple transceivers for each sector of the cell. For example, beamforming may be used to transmit and/or receive signals in desired spatial directions.

The base stationsmay communicate with one or more of the WTRUsover an air interface, which may be any suitable wireless communication link (e.g., radio frequency (RF), microwave, centimeter wave, micrometer wave, infrared (IR), ultraviolet (UV), visible light, etc.). The air interfacemay be established using any suitable radio access technology (RAT).

More specifically, as noted above, the communications systemmay be a multiple access system and may employ one or more channel access schemes, such as CDMA, TDMA, FDMA, OFDMA, SC-FDMA, and the like. For example, the base stationin the RANand the WTRUsmay implement a radio technology such as Universal Mobile Telecommunications System (UMTS) Terrestrial Radio Access (UTRA), which may establish the air interfaceusing wideband CDMA (WCDMA). WCDMA may include communication protocols such as High-Speed Packet Access (HSPA) and/or Evolved HSPA (HSPA+). HSPA may include High-Speed Downlink (DL) Packet Access (HSDPA) and/or High-Speed Uplink (UL) Packet Access (HSUPA).

In an embodiment, the base stationand the WTRUsmay implement a radio technology such as Evolved UMTS Terrestrial Radio Access (E-UTRA), which may establish the air interfaceusing Long Term Evolution (LTE) and/or LTE-Advanced (LTE-A) and/or LTE-Advanced Pro (LTE-A Pro).

In an embodiment, the base stationand the WTRUsmay implement a radio technology such as NR Radio Access, which may establish the air interfaceusing NR.

In an embodiment, the base stationand the WTRUsmay implement multiple radio access technologies. For example, the base stationand the WTRUsmay implement LTE radio access and NR radio access together, for instance using dual connectivity (DC) principles. Thus, the air interface utilized by WTRUsmay be characterized by multiple types of radio access technologies and/or transmissions sent to/from multiple types of base stations (e.g., an eNB and a gNB).

In other embodiments, the base stationand the WTRUsmay implement radio technologies such as IEEE 802.11 (i.e., Wireless Fidelity (WiFi), IEEE 802.16 (i.e., Worldwide Interoperability for Microwave Access (WiMAX)), CDMA2000, CDMA2000 1X, CDMA2000 EV-DO, Interim Standard 2000 (IS-2000), Interim Standard 95 (IS-95), Interim Standard 856 (IS-856), Global System for Mobile communications (GSM), Enhanced Data rates for GSM Evolution (EDGE), GSM EDGE (GERAN), and the like.

The base stationinmay be a wireless router, Home Node B, Home eNode B, or access point, for example, and may utilize any suitable RAT for facilitating wireless connectivity in a localized area, such as a place of business, a home, a vehicle, a campus, an industrial facility, an air corridor (e.g., for use by drones), a roadway, and the like. In one embodiment, the base stationand the WTRUsmay implement a radio technology such as IEEE 802.11 to establish a wireless local area network (WLAN). In an embodiment, the base stationand the WTRUsmay implement a radio technology such as IEEE 802.15 to establish a wireless personal area network (WPAN). In yet another embodiment, the base stationand the WTRUsmay utilize a cellular-based RAT (e.g., WCDMA, CDMA2000, GSM, LTE, LTE-A, LTE-A Pro, NR etc.) to establish a picocell or femtocell. As shown in, the base stationmay have a direct connection to the Internet. Thus, the base stationmay not be required to access the Internetvia the CN.

The RANmay be in communication with the CN, which may be any type of network configured to provide voice, data, applications, and/or voice over internet protocol (VoIP) services to one or more of the WTRUs,The data may have varying quality of service (QOS) requirements, such as differing throughput requirements, latency requirements, error tolerance requirements, reliability requirements, data throughput requirements, mobility requirements, and the like. The CNmay provide call control, billing services, mobile location-based services, pre-paid calling, Internet connectivity, video distribution, etc., and/or perform high-level security functions, such as user authentication. Although not shown in, it will be appreciated that the RANand/or the CNmay be in direct or indirect communication with other RANs that employ the same RAT as the RANor a different RAT. For example, in addition to being connected to the RAN, which may be utilizing a NR radio technology, the CNmay also be in communication with another RAN (not shown) employing a GSM, UMTS, CDMA, WiMAX, E-UTRA, or WiFi radio technology.

The CNmay also serve as a gateway for the WTRUsto access the PSTN, the Internet, and/or the other networks. The PSTNmay include circuit-switched telephone networks that provide plain old telephone service (POTS). The Internetmay include a global system of interconnected computer networks and devices that use common communication protocols, such as the transmission control protocol (TCP), user datagram protocol (UDP) and/or the internet protocol (IP) in the TCP/IP internet protocol suite. The networksmay include wired and/or wireless communications networks owned and/or operated by other service providers. For example, the networksmay include another CN connected to one or more RANs, which may employ the same RAT as the RANor a different RAT.

Some or all of the WTRUsin the communications systemmay include multi-mode capabilities (e.g., the WTRUsmay include multiple transceivers for communicating with different wireless networks over different wireless links). For example, the WTRUshown inmay be configured to communicate with the base stationwhich may employ a cellular-based radio technology, and with the base stationwhich may employ an IEEE 802 radio technology.

is a system diagram illustrating an example WTRU. As shown in, the WTRUmay include a processor, a transceiver, a transmit/receive element, a speaker/microphone, a keypad, a display/touchpad, non-removable memory, removable memory, a power source, a global positioning system (GPS) chipset, and/or other peripherals, among others. It will be appreciated that the WTRUmay include any sub-combination of the foregoing elements while remaining consistent with an embodiment.

The processormay be a general purpose processor, a special purpose processor, a conventional processor, a digital signal processor (DSP), a plurality of microprocessors, one or more microprocessors in association with a DSP core, a controller, a microcontroller, Application Specific Integrated Circuits (ASICs), Field Programmable Gate Arrays (FPGAs), any other type of integrated circuit (IC), a state machine, and the like. The processormay perform signal coding, data processing, power control, input/output processing, and/or any other functionality that enables the WTRUto operate in a wireless environment. The processormay be coupled to the transceiver, which may be coupled to the transmit/receive element. Whiledepicts the processorand the transceiveras separate components, it will be appreciated that the processorand the transceivermay be integrated together in an electronic package or chip.

The transmit/receive elementmay be configured to transmit signals to, or receive signals from, a base station (e.g., the base stationa) over the air interface. For example, in one embodiment, the transmit/receive elementmay be an antenna configured to transmit and/or receive RF signals. In an embodiment, the transmit/receive elementmay be an emitter/detector configured to transmit and/or receive IR, UV, or visible light signals, for example. In yet another embodiment, the transmit/receive elementmay be configured to transmit and/or receive both RF and light signals. It will be appreciated that the transmit/receive elementmay be configured to transmit and/or receive any combination of wireless signals.

Although the transmit/receive elementis depicted inas a single element, the WTRUmay include any number of transmit/receive elements. More specifically, the WTRUmay employ MIMO technology. Thus, in one embodiment, the WTRUmay include two or more transmit/receive elements(e.g., multiple antennas) for transmitting and receiving wireless signals over the air interface.

The transceivermay be configured to modulate the signals that are to be transmitted by the transmit/receive elementand to demodulate the signals that are received by the transmit/receive element. As noted above, the WTRUmay have multi-mode capabilities. Thus, the transceivermay include multiple transceivers for enabling the WTRUto communicate via multiple RATs, such as NR and IEEE., for example.

The processorof the WTRUmay be coupled to, and may receive user input data from, the speaker/microphone, the keypad, and/or the display/touchpad(e.g., a liquid crystal display (LCD) display unit or organic light-emitting diode (OLED) display unit). The processormay also output user data to the speaker/microphone, the keypad, and/or the display/touchpad. In addition, the processormay access information from, and store data in, any type of suitable memory, such as the non-removable memoryand/or the removable memory. The non-removable memorymay include random-access memory (RAM), read-only memory (ROM), a hard disk, or any other type of memory storage device. The removable memorymay include a subscriber identity module (SIM) card, a memory stick, a secure digital (SD) memory card, and the like. In other embodiments, the processormay access information from, and store data in, memory that is not physically located on the WTRU, such as on a server or a home computer (not shown).

The processormay receive power from the power source, and may be configured to distribute and/or control the power to the other components in the WTRU. The power sourcemay be any suitable device for powering the WTRU. For example, the power sourcemay include one or more dry cell batteries (e.g., nickel-cadmium (NiCd), nickel-zinc (NiZn), nickel metal hydride (NiMH), lithium-ion (Li-ion), etc.), solar cells, fuel cells, and the like.

The processormay also be coupled to the GPS chipset, which may be configured to provide location information (e.g., longitude and latitude) regarding the current location of the WTRU. In addition to, or in lieu of, the information from the GPS chipset, the WTRUmay receive location information over the air interfacefrom a base station (e.g., base stations) and/or determine its location based on the timing of the signals being received from two or more nearby base stations. It will be appreciated that the WTRUmay acquire location information by way of any suitable location-determination method while remaining consistent with an embodiment.

The processormay further be coupled to other peripherals, which may include one or more software and/or hardware modules that provide additional features, functionality and/or wired or wireless connectivity. For example, the peripheralsmay include an accelerometer, an e-compass, a satellite transceiver, a digital camera (for photographs and/or video), a universal serial bus (USB) port, a vibration device, a television transceiver, a hands free headset, a Bluetooth® module, a frequency modulated (FM) radio unit, a digital music player, a media player, a video game player module, an Internet browser, a Virtual Reality and/or Augmented Reality (VR/AR) device, an activity tracker, and the like. The peripheralsmay include one or more sensors. The sensors may be one or more of a gyroscope, an accelerometer, a hall effect sensor, a magnetometer, an orientation sensor, a proximity sensor, a temperature sensor, a time sensor; a geolocation sensor, an altimeter, a light sensor, a touch sensor, a magnetometer, a barometer, a gesture sensor, a biometric sensor, a humidity sensor and the like.

The WTRUmay include a full duplex radio for which transmission and reception of some or all of the signals (e.g., associated with particular subframes for both the UL (e.g., for transmission) and DL (e.g., for reception) may be concurrent and/or simultaneous. The full duplex radio may include an interference management unit to reduce and or substantially eliminate self-interference via either hardware (e.g., a choke) or signal processing via a processor (e.g., a separate processor (not shown) or via processor). In an embodiment, the WTRUmay include a half-duplex radio for which transmission and reception of some or all of the signals (e.g., associated with particular subframes for either the UL (e.g., for transmission) or the DL (e.g., for reception).

is a system diagram illustrating the RANand the CNaccording to an embodiment. As noted above, the RANmay employ an E-UTRA radio technology to communicate with the WTRUsover the air interface. The RANmay also be in communication with the CN.

The RANmay include eNode-Bsthough it will be appreciated that the RANmay include any number of eNode-Bs while remaining consistent with an embodiment. The eNode-Bsmay each include one or more transceivers for communicating with the WTRUsover the air interface. In one embodiment, the eNode-Bsmay implement MIMO technology. Thus, the eNode-Bfor example, may use multiple antennas to transmit wireless signals to, and/or receive wireless signals from, the WTRU

Each of the eNode-Bsmay be associated with a particular cell (not shown) and may be configured to handle radio resource management decisions, handover decisions, scheduling of users in the UL and/or DL, and the like. As shown in, the eNode-Bsmay communicate with one another over an X2 interface.

The CNshown inmay include a mobility management entity (MME), a serving gateway (SGW), and a packet data network (PDN) gateway (PGW). While the foregoing elements are depicted as part of the CN, it will be appreciated that any of these elements may be owned and/or operated by an entity other than the CN operator.

The MMEmay be connected to each of the eNode-Bsin the RANvia an S1 interface and may serve as a control node. For example, the MMEmay be responsible for authenticating users of the WTRUsbearer activation/deactivation, selecting a particular serving gateway during an initial attach of the WTRUsand the like. The MMEmay provide a control plane function for switching between the RANand other RANs (not shown) that employ other radio technologies, such as GSM and/or WCDMA.

The SGWmay be connected to each of the eNode Bsin the RANvia the S1 interface. The SGWmay generally route and forward user data packets to/from the WTRUsThe SGWmay perform other functions, such as anchoring user planes during inter-eNode B handovers, triggering paging when DL data is available for the WTRUsmanaging and storing contexts of the WTRUsand the like.

The SGWmay be connected to the PGW, which may provide the WTRUswith access to packet-switched networks, such as the Internet, to facilitate communications between the WTRUs,and IP-enabled devices.

The CNmay facilitate communications with other networks. For example, the CNmay provide the WTRUswith access to circuit-switched networks, such as the PSTN, to facilitate communications between the WTRUsand traditional land-line communications devices. For example, the CNmay include, or may communicate with, an IP gateway (e.g., an IP multimedia subsystem (IMS) server) that serves as an interface between the CNand the PSTN. In addition, the CNmay provide the WTRUswith access to the other networks, which may include other wired and/or wireless networks that are owned and/or operated by other service providers.

Although the WTRU is described inas a wireless terminal, it is contemplated that in certain representative embodiments that such a terminal may use (e.g., temporarily or permanently) wired communication interfaces with the communication network.

In representative embodiments, the other networkmay be a WLAN.

A WLAN in Infrastructure Basic Service Set (BSS) mode may have an Access Point (AP) for the BSS and one or more stations (STAs) associated with the AP. The AP may have access or an interface to a Distribution System (DS) or another type of wired/wireless network that carries traffic in to and/or out of the BSS. Traffic to STAs that originates from outside the BSS may arrive through the AP and may be delivered to the STAs. Traffic originating from STAs to destinations outside the BSS may be sent to the AP to be delivered to respective destinations. Traffic between STAs within the BSS may be sent through the AP, for example, where the source STA may send traffic to the AP and the AP may deliver the traffic to the destination STA. The traffic between STAs within a BSS may be considered and/or referred to as peer-to-peer traffic. The peer-to-peer traffic may be sent between (e.g., directly between) the source and destination STAs with a direct link setup (DLS). In certain representative embodiments, the DLS may use an 802.11e DLS or an 802.11z tunneled DLS (TDLS). A WLAN using an Independent BSS (IBSS) mode may not have an AP, and the STAs (e.g., all of the STAs) within or using the IBSS may communicate directly with each other. The IBSS mode of communication may sometimes be referred to herein as an “ad-hoc” mode of communication.